| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SCHW | Common Stock | Sale | -$230K | -3.26K | -0.19% | $70.66 | 1.72M | Mar 21, 2024 | by Trust | F1, F2 |
| transaction | SCHW | Common Stock | Sale | -$153K | -2.14K | -0.12% | $71.21 | 1.72M | Mar 21, 2024 | by Trust | F1, F3 |
| transaction | SCHW | Common Stock | Sale | -$179K | -2.53K | -0.43% | $70.68 | 583K | Mar 21, 2024 | by Spouse as Trustee | F1, F4 |
| transaction | SCHW | Common Stock | Sale | -$76K | -1.07K | -0.18% | $71.28 | 581K | Mar 21, 2024 | by Spouse as Trustee | F1, F5 |
| holding | SCHW | Common Stock | 6.35K | Mar 21, 2024 | Direct | ||||||
| holding | SCHW | Common Stock | 2.8K | Mar 21, 2024 | by LLC |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023. |
| F2 | The transaction was executed in multiple trades at prices ranging from $69.97 to $70.97. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | The transaction was executed in multiple trades at prices ranging from $70.98 to $71.58. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | The transaction was executed in multiple trades at prices ranging from $69.99 to $70.99. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The transaction was executed in multiple trades at prices ranging from $71.01 to $71.58. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |