| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SCHW | Common Stock | Sale | -$353K | -5.4K | -0.31% | $65.29 | 1.72M | Feb 28, 2024 | by Trust | F1, F2 |
| transaction | SCHW | Common Stock | Sale | -$235K | -3.6K | -0.61% | $65.28 | 585K | Feb 28, 2024 | by Spouse as Trustee | F1, F3 |
| holding | SCHW | Common Stock | 6.35K | Feb 28, 2024 | Direct | ||||||
| holding | SCHW | Common Stock | 2.8K | Feb 28, 2024 | by LLC |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023. |
| F2 | The transaction was executed in multiple trades at prices ranging from $65.01 to $65.605. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | The transaction was executed in multiple trades at prices ranging from $65.03 to $65.605. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Exhibit 24 - Power of Attorney