Charles Goodroe - Sep 25, 2023 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Accounting Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Charles Goodroe
Stock symbol
BKKT
Transactions as of
Sep 25, 2023
Transactions value $
-$2,668
Form type
4
Date filed
4/11/2024, 08:28 PM
Previous filing
Feb 28, 2023
Next filing
Feb 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Tax liability -$2.67K -2.43K -6.89% $1.10 32.8K Sep 25, 2023 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the vesting of RSUs on September 22, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on September 22, 2023.
F2 Includes 24,478 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
F3 Reflects the reporting person's holdings as of the date of the filing of this Form 4 on April 11, 2024.