Charles Goodroe - 24 Feb 2023 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Accounting Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Charles Goodroe
Issuer symbol
BKKT
Transactions as of
24 Feb 2023
Transactions value $
$0
Form type
4
Filing time
28 Feb 2023, 19:08:17 UTC
Previous filing
04 Oct 2022
Next filing
11 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +11.4K +45.2% $0.00 36.5K 24 Feb 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.
F2 Includes 36,533 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.