Meredith Spatz - Feb 24, 2023 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Client Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Meredith Spatz
Stock symbol
BKKT
Transactions as of
Feb 24, 2023
Transactions value $
$0
Form type
4
Date filed
2/28/2023, 06:48 PM
Previous filing
Oct 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +141K +140.99% $0.00 241K Feb 24, 2023 Direct F1, F2
transaction BKKT Class A Common Stock Award $0 +50K +20.75% $0.00 291K Feb 24, 2023 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.
F2 Includes 240,992 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.
F3 These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.
F4 Includes 290,992 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.