Meredith Spatz - 26 Aug 2022 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Meredith Spatz
Issuer symbol
BKKT
Transactions as of
26 Aug 2022
Net transactions value
$0
Form type
4
Filing time
04 Oct 2022, 17:17:57 UTC
Previous filing
15 Aug 2022
Next filing
28 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +100,000 $0.000000 100,000 26 Aug 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest in equal annual installments on the first three anniversaries of the grant date, provided that the Reporting Person's continues employment with the Issuer as of each vest date.
F2 Includes 100,000 shares of Class A Common Stock subject to RSUs that remain subject to vesting.