Sam Schlessinger - Mar 1, 2022 Form 3 Insider Report for Assertio Holdings, Inc. (ASRT)

Role: SVP, General Counsel
Signature: /s/ Sam Schlessinger
Stock symbol: ASRT
Transactions as of: Mar 1, 2022
Transactions value $: $0
Form type: 3
Date filed: 3/1/2022, 02:35 PM
Next filing: May 16, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ASRT	Common Stock						16.6K	Mar 1, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ASRT	Stock Option (right to buy)							Mar 1, 2022	Common Stock	235K	$1.31	Direct	F1
holding	ASRT	Restricted Stock Units							Mar 1, 2022	Common Stock	58.2K	$0.00	Direct	F2
holding	ASRT	Restricted Stock Units							Mar 1, 2022	Common Stock	37.9K	$0.00	Direct	F3
holding	ASRT	Restricted Stock Units							Mar 1, 2022	Common Stock	14.3K	$0.00	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	One-third of these stock options are scheduled to vest on each of December 1, 2022, 2023, and 2024, assuming continued employment through the applicable vesting date.
F2	One-third of these restricted stock units are scheduled to vest on each of October 1, 2022, 2023, and 2024, assuming continued employment through the applicable vesting date.
F3	One-third of these restricted stock units are scheduled to vest on each of February 11, 2022, 2023, and 2024, assuming continued employment through the applicable vesting date.
F4	One-third of these restricted stock units are scheduled to vest on each of August 5, 2021, 2022, and 2023, assuming continued employment through the applicable vesting date.