Sam Schlessinger - 01 Mar 2022 Form 3 Insider Report for Assertio Holdings, Inc. (ASRT)

Role: SVP, General Counsel
Signature: /s/ Sam Schlessinger
Issuer symbol: ASRT
Transactions as of: 01 Mar 2022
Net transactions value: $0
Form type: 3
Filing time: 01 Mar 2022, 14:35:12 UTC
Next filing: 16 May 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ASRT	Common Stock						16,632	01 Mar 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ASRT	Stock Option (right to buy)							01 Mar 2022	Common Stock	235,000	$1.31	Direct	F1
holding	ASRT	Restricted Stock Units							01 Mar 2022	Common Stock	58,212	$0.000000	Direct	F2
holding	ASRT	Restricted Stock Units							01 Mar 2022	Common Stock	37,878	$0.000000	Direct	F3
holding	ASRT	Restricted Stock Units							01 Mar 2022	Common Stock	14,270	$0.000000	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	One-third of these stock options are scheduled to vest on each of December 1, 2022, 2023, and 2024, assuming continued employment through the applicable vesting date.
F2	One-third of these restricted stock units are scheduled to vest on each of October 1, 2022, 2023, and 2024, assuming continued employment through the applicable vesting date.
F3	One-third of these restricted stock units are scheduled to vest on each of February 11, 2022, 2023, and 2024, assuming continued employment through the applicable vesting date.
F4	One-third of these restricted stock units are scheduled to vest on each of August 5, 2021, 2022, and 2023, assuming continued employment through the applicable vesting date.