Sam Schlessinger - 12 May 2022 Form 4 Insider Report for Assertio Holdings, Inc. (ASRT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
16 May 2022, 19:18:41 UTC
Prior SEC filing
01 Mar 2022
Next SEC filing
08 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Sam Schlessinger

Key filing fact

Sam Schlessinger filed Form 4 for Assertio Holdings, Inc. (ASRT) on 16 May 2022.

Key facts

  • This page summarizes Sam Schlessinger's Form 4 filing for Assertio Holdings, Inc. (ASRT).
  • 4 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 16 May 2022, 19:18.

Change

  • Previous filing in this sequence was filed on 01 Mar 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ASRT transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+114,051
Change %
Price
$0.000000
Shares after
114,051
Date
12 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
114,051
Exercise price
$0.000000
Footnotes
F1, F2, F3
ASRT transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+109,649
Change %
Price
$0.000000
Shares after
109,649
Date
12 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
109,649
Exercise price
$2.63
Footnotes
F2, F3
ASRT transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+200,000
Change %
Price
$0.000000
Shares after
200,000
Date
12 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
200,000
Exercise price
$0.000000
Footnotes
F1, F3, F4
ASRT transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+200,000
Change %
Price
$0.000000
Shares after
200,000
Date
12 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
200,000
Exercise price
$2.63
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock.

Footnote F2

One-third of these restricted stock units and stock options are scheduled to vest on each of the first three anniversaries of the grant date, assuming continued employment through the applicable vesting date.

Footnote F3

These derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for these derivative securities.

Footnote F4

These restricted stock units and stock options will only vest if the trading price of registrant's common stock exceeds certain stock price targets prior to the eighth calendar day after the registrant releases its earnings for the second quarter of 2025.

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