Arnold Scott - 25 Apr 2023 Form 4 Insider Report for Netcapital Inc. (NCPL)

Role
Director
Signature
/s/ Arnold Scott
Issuer symbol
NCPL
Transactions as of
25 Apr 2023
Net transactions value
$0
Form type
4
Filing time
03 May 2023, 21:38:39 UTC
Previous filing
21 Dec 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NCPL Option (right to buy) Award $0 +20,000 $0.000000 20,000 25 Apr 2023 Common Stock 20,000 $1.40 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options were issued pursuant to the Issuer's 2023 Omnibus Equity Incentive Plan (the "Plan") and vest and become exercisable in forty-eight (48) equal monthly installments commencing on April 25, 2023 and will become fully vested on April 25, 2027, subject to the Reporting Peron's continued service with the Issuer.