Volta Energy Technologies, LLC - 24 Jun 2022 Form 4 Insider Report for Solid Power, Inc. (SLDP)

Role
10%+ Owner
Signature
/s/Mike Sodaro
Issuer symbol
SLDP
Transactions as of
24 Jun 2022
Net transactions value
-$2,856,789
Form type
4
Filing time
28 Jun 2022, 09:00:58 UTC
Previous filing
13 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLDP Common Stock Sale $1,474,105 -235,853 -1.9% $6.25 12,015,268 24 Jun 2022 By Volta SPV SPW, LLC F1, F2
transaction SLDP Common Stock Sale $1,171,281 -187,402 -7.7% $6.25 2,246,794 24 Jun 2022 By Volta Energy Storage Fund I, LP F1, F3
transaction SLDP Common Stock Sale $211,403 -33,824 -1.1% $6.25 3,137,745 24 Jun 2022 By Volta SPW Co-investment, LP F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Volta Energy Technologies, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.50, inclusive. The reporting person undertakes to provide to Solid Power, Inc., any security holder of Solid Power, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.
F2 Securities owned directly by Volta SPV SPW, LLC ("Volta SPV"). The Reporting Person is the Managing member of Volta SPV.
F3 Securities owned by Volta Energy Storage Fund I, LP ("VESF"). The General Partner of VESF, Volta Energy Storage Fund I GP, LLC, is a wholly owned subsidiary of the Reporting Person.
F4 Securities owned by Volta SPW Co-investment, LP ("Volta Co-Invest"). The General Partner of Volta Co-invest, Volta Energy Storage Fund I GP, LLC, is a wholly owned subsidiary of the Reporting Person.