Volta Energy Technologies, LLC - 09 Jun 2022 Form 4 Insider Report for Solid Power, Inc. (SLDP)

Role
10%+ Owner
Signature
/s/Mike Sodaro
Issuer symbol
SLDP
Transactions as of
09 Jun 2022
Net transactions value
-$303,870
Form type
4
Filing time
13 Jun 2022, 17:55:29 UTC
Previous filing
16 Dec 2021
Next filing
28 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLDP Common Stock Sale $141,981 -20,032 -0.16% $7.09 12,253,237 09 Jun 2022 By Volta SPV SPW, LLC F1, F2
transaction SLDP Common Stock Sale $14,821 -2,116 -0.02% $7.00 12,251,121 10 Jun 2022 By Volta SPV SPW, LLC F2, F3
transaction SLDP Common Stock Sale $112,808 -15,916 -0.65% $7.09 2,435,877 09 Jun 2022 By Volta Energy Storage Fund I, LP F1, F4
transaction SLDP Common Stock Sale $11,774 -1,681 -0.07% $7.00 2,434,196 10 Jun 2022 By Volta Energy Storage Fund I, LP F3, F4
transaction SLDP Common Stock Sale $20,363 -2,873 -0.09% $7.09 3,171,872 09 Jun 2022 By Volta SPW Co-investment, LP F1, F5
transaction SLDP Common Stock Sale $2,122 -303 -0.01% $7.00 3,171,569 10 Jun 2022 By Volta SPW Co-investment, LP F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.02 to $7.21, inclusive. The reporting person undertakes to provide to Solid Power, Inc., any security holder of Solid Power, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.
F2 Securities owned directly by Volta SPV SPW, LLC ("Volta SPV"). The Reporting Person is the Managing member of Volta SPV.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.03, inclusive.
F4 Securities owned by Volta Energy Storage Fund I, LP ("VESF"). The General Partner of VESF, Volta Energy Storage Fund I GP, LLC, is a wholly owned subsidiary of the Reporting Person.
F5 Securities owned by Volta SPW Co-investment, LP ("Volta Co-Invest"). The General Partner of Volta Co-invest, Volta Energy Storage Fund I GP, LLC, is a wholly owned subsidiary of the Reporting Person.