Junge Zhang - Nov 2, 2021 Form 4 Insider Report for Ocugen, Inc. (OCGN)

Role
Director
Signature
/s/ Junge Zhang by Sanjay Subramanian, his attorney-in-fact
Stock symbol
OCGN
Transactions as of
Nov 2, 2021
Transactions value $
-$2,357,775
Form type
4
Date filed
11/3/2021, 07:34 PM
Previous filing
Dec 17, 2021
Next filing
Nov 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCGN Common Stock Sale -$2.36M -150K -14.51% $15.75 882K Nov 2, 2021 By: Gupiao Trust F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.50 to $16.27. The Reporting Person undertakes to provide Ocugen, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The Reporting Person previously transferred 818,578 shares of common stock held directly by the Reporting Person to the Gupiao Trust in March 2021.