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Signature
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By: Jon Russo, Attorney-in-Fact For: Ann Chaplin
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Stock symbol
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QCOM
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Transactions as of
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Nov 1, 2024
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Transactions value $
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-$645,972
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Form type
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4
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Date filed
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11/4/2024, 04:15 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
QCOM |
Common Stock |
Options Exercise |
$0 |
+5.81K |
+57.51% |
$0.00 |
15.9K |
Nov 1, 2024 |
Direct |
|
| transaction |
QCOM |
Common Stock |
Tax liability |
-$332K |
-2.01K |
-12.63% |
$165.27 |
13.9K |
Nov 1, 2024 |
Direct |
|
| transaction |
QCOM |
Common Stock |
Sale |
-$314K |
-1.9K |
-13.67% |
$165.06 |
12K |
Nov 4, 2024 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
QCOM |
Restricted Stock Unit |
Options Exercise |
$0 |
-5.81K |
-100% |
$0.00 |
0 |
Nov 1, 2024 |
Common Stock |
5.81K |
|
Direct |
F2, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: