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Signature
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By: Jon Russo, Attorney-in-Fact For: Ann Chaplin
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Issuer symbol
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QCOM
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Transactions as of
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01 Nov 2024
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Net transactions value
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-$645,972
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Form type
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4
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Filing time
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04 Nov 2024, 16:15:39 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
QCOM |
Common Stock |
Options Exercise |
$0 |
+5,812 |
+58% |
$0.000000 |
15,918 |
01 Nov 2024 |
Direct |
|
| transaction |
QCOM |
Common Stock |
Tax liability |
$332,193 |
-2,010 |
-13% |
$165.27 |
13,908 |
01 Nov 2024 |
Direct |
|
| transaction |
QCOM |
Common Stock |
Sale |
$313,779 |
-1,901 |
-14% |
$165.06 |
12,007 |
04 Nov 2024 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
QCOM |
Restricted Stock Unit |
Options Exercise |
$0 |
-5,812 |
-100% |
$0.000000 |
0 |
01 Nov 2024 |
Common Stock |
5,812 |
|
Direct |
F2, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: