James H. Thompson - May 3, 2024 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Signature
By: Jon Russo, Attorney-in-Fact For: James H. Thompson
Stock symbol
QCOM
Transactions as of
May 3, 2024
Transactions value $
-$1,456,000
Form type
4
Date filed
5/3/2024, 05:54 PM
Previous filing
Apr 2, 2024
Next filing
Jun 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Sale -$1.46M -8K -3.05% $182.00 254K May 3, 2024 Direct F1
holding QCOM Common Stock 4.54K May 3, 2024 Childrens' Trust F2
holding QCOM Common Stock 45.5K May 3, 2024 by Spouse's Trust F3
holding QCOM Common Stock 45.5K May 3, 2024 by Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.
F2 Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
F3 Securities held by Premier Trust, as trustee.