| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | QCOM | Common Stock | Sale | -$1.35M | -8K | -2.96% | $168.27 | 262K | Apr 1, 2024 | Direct | F1 |
| holding | QCOM | Common Stock | 4.54K | Apr 1, 2024 | Childrens' Trust | F2 | |||||
| holding | QCOM | Common Stock | 45.5K | Apr 1, 2024 | by Spouse's Trust | F3 | |||||
| holding | QCOM | Common Stock | 45.5K | Apr 1, 2024 | by Trust | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023. |
| F2 | Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children. |
| F3 | Securities held by Premier Trust, as trustee. |