| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Main Andrew A | Co-CEO & President, Director | C/O BAKKT HOLDINGS, INC., 10000 AVALON BOULEVARD, SUITE 1000, ALPHARETTA | /s/ Marc D'Annunzio Attorney-in-Fact for Andrew A. Main | 16 Jul 2025 | 0001886731 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BKKT | Class A Common Stock | Sale | $262,952 | -14,440 | -3.2% | $18.21 | 431,963 | 15 Jul 2025 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Represents sale to cover tax obligations associated with the vesting of performance stock units ("PSUs"). |
| F2 | Includes 308,261 shares of Class A Common Stock subject to restricted stock units and PSU awards that remain subject to vesting. |