Andrew A. Main - 11 Apr 2025 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Co-CEO & President, Director
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Andrew A. Main
Issuer symbol
BKKT
Transactions as of
11 Apr 2025
Net transactions value
$0
Form type
4
Filing time
15 Apr 2025, 17:50:16 UTC
Previous filing
31 Mar 2025
Next filing
16 Jul 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +58,265 +15% $0.000000 446,403 11 Apr 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date.
F2 Includes 338,744 shares of Class A Common Stock subject to RSUs and performance stock units awards that remain subject to vesting.