Lori Love - Nov 17, 2021 Form 4 Insider Report for CLEANSPARK, INC. (CLSK)

Role
Chief Financial Officer
Signature
/s/ Lori Love
Stock symbol
CLSK
Transactions as of
Nov 17, 2021
Transactions value $
$50,976
Form type
4
Date filed
11/19/2021, 08:27 PM
Previous filing
Nov 10, 2021
Next filing
Aug 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLSK Common Stock Options Exercise $27K +3K +2.39% $9.00 129K Nov 17, 2021 Direct F1
transaction CLSK Common Stock Options Exercise $24K +2.66K +2.07% $9.00 131K Nov 17, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLSK Employee Stock Option (Right to Buy) Options Exercise $0 -3K -30% $0.00 7K Nov 17, 2021 Common Stock 3K $9.00 Direct F3
transaction CLSK Employee Stock Option (Right to Buy) Options Exercise $0 -2.66K -42.43% $0.00 3.61K Nov 17, 2021 Common Stock 2.66K $9.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 $27,000 was paid in cash by the reporting person as consideration for the option exercise.
F2 $23,976 was paid in cash by the reporting person as consideration for the option exercise.
F3 On October 26, 2020, the compensation committee of the board of directors of the Issuer approved the grant of an option to purchase 10,000 shares of common stock to the Reporting Person under the Issuer's equity incentive plan, which options vest pursuant to certain corporate milestones of the Issuer for fiscal year 2021.