Nam Woo Kim - 11 Oct 2024 Form 4 Insider Report for Pagaya Technologies Ltd. (PGY)

Role: VP, of Accounting and Financial Reporting Officer and Interim Principal Accounting Officer.
Signature: /s/ Natalie Wilmore, Attorney-in-Fact
Issuer symbol: PGY
Transactions as of: 11 Oct 2024
Net transactions value: -$1,440
Form type: 4
Filing time: 15 Oct 2024, 16:20:20 UTC
Previous filing: 03 Oct 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PGY	Class A Ordinary Share	Award	$0	+326	+8.2%	$0.000000	4,313	11 Oct 2024	Direct
transaction	PGY	Class A Ordinary Share	Sale	$1,440	-133	-3.1%	$10.83	4,180	11 Oct 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PGY	Restricted Stock Unit	Award	$0	-326	-11%	$0.000000	2,608	11 Oct 2024	Class A Ordinary Share	326	$0.000000	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
F2	1/4th of the total 5,216 restricted stock units vested on April 11, 2023, and the remaining shall vest over the following three years in 12 equal quarterly installments.

Remarks:

VP, of Accounting and Financial Reporting Officer and Interim Principal Accounting Officer.