Nam Woo Kim - Oct 11, 2024 Form 4 Insider Report for Pagaya Technologies Ltd. (PGY)

Role
VP, of Accounting and Financial Reporting Officer and Interim Principal Accounting Officer.
Signature
/s/ Natalie Wilmore, Attorney-in-Fact
Stock symbol
PGY
Transactions as of
Oct 11, 2024
Transactions value $
-$1,440
Form type
4
Date filed
10/15/2024, 04:20 PM
Previous filing
Oct 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGY Class A Ordinary Share Award $0 +326 +8.18% $0.00 4.31K Oct 11, 2024 Direct
transaction PGY Class A Ordinary Share Sale -$1.44K -133 -3.08% $10.83 4.18K Oct 11, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGY Restricted Stock Unit Award $0 -326 -11.11% $0.00 2.61K Oct 11, 2024 Class A Ordinary Share 326 $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
F2 1/4th of the total 5,216 restricted stock units vested on April 11, 2023, and the remaining shall vest over the following three years in 12 equal quarterly installments.

Remarks:

VP, of Accounting and Financial Reporting Officer and Interim Principal Accounting Officer.