Kristen K. Buck - 09 Jan 2026 Form 4 Insider Report for LISATA THERAPEUTICS, INC. (LSTA)

Role
EVP, R&D and CMO
Signature
James Nisco, Attorney-in-Fact for Kristen K. Buck
Issuer symbol
LSTA
Transactions as of
09 Jan 2026
Net transactions value
-$22,324
Form type
4
Filing time
13 Jan 2026, 16:07:11 UTC
Previous filing
13 Jan 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Buck Kristen K EVP, R&D and CMO C/O LISATA THERAPEUTICS, INC., 110 ALLEN ROAD, 2ND FLOOR, BASKING RIDGE James Nisco, Attorney-in-Fact for Kristen K. Buck 13 Jan 2026 0001879231

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSTA Common Stock Award $0 +25,000 +31% $0.000000 104,794 09 Jan 2026 Direct F1, F2
transaction LSTA Common Stock Tax liability $5,875 -2,982 -2.8% $1.97 101,812 09 Jan 2026 Direct F2, F3
transaction LSTA Common Stock Tax liability $5,875 -2,982 -2.9% $1.97 98,830 09 Jan 2026 Direct F2, F3
transaction LSTA Common Stock Tax liability $6,345 -3,221 -3.3% $1.97 95,609 09 Jan 2026 Direct F2, F3
transaction LSTA Common Stock Tax liability $4,230 -2,147 -2.2% $1.97 93,462 09 Jan 2026 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSTA Stock Option (Right to Buy) Award $0 +13,000 $0.000000 13,000 09 Jan 2026 Common Stock 13,000 $1.97 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 25,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date.
F2 Includes 38,000 unvested restricted stock.
F3 Shares withheld as payment of a tax liability on vesting of restricted stock.
F4 One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third anniversaries of the grant date.