Kristen K. Buck - 09 Jan 2025 Form 4 Insider Report for LISATA THERAPEUTICS, INC. (LSTA)

Role
EVP, R&D and CMO
Signature
James Nisco, Attorney-in-Fact for Kristen K. Buck
Issuer symbol
LSTA
Transactions as of
09 Jan 2025
Net transactions value
-$29,904
Form type
4
Filing time
13 Jan 2025, 16:09:43 UTC
Previous filing
02 Oct 2024
Next filing
13 Jan 2026
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSTA Common Stock Award $0 +25,000 +40% $0.000000 87,672 09 Jan 2025 Direct F1, F2
transaction LSTA Common Stock Tax liability $10,074 -2,651 -3% $3.80 85,021 09 Jan 2025 Direct F2, F3
transaction LSTA Common Stock Tax liability $10,879 -2,863 -3.4% $3.80 82,158 09 Jan 2025 Direct F2, F3
transaction LSTA Common Stock Tax liability $7,250 -1,908 -2.3% $3.80 80,250 09 Jan 2025 Direct F2, F3
transaction LSTA Common Stock Tax liability $1,701 -456 -0.57% $3.73 79,794 10 Jan 2025 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSTA Stock Option (Right to Buy) Award $0 +13,000 $0.000000 13,000 09 Jan 2025 Common Stock 13,000 $3.80 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 25,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date.
F2 Includes 37,825 unvested restricted stock.
F3 Shares withheld as payment of a tax liability on vesting of restricted stock.
F4 Includes 36,750 unvested restricted stock.
F5 One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third anniversaries of the grant date.