Luis Dussan - Dec 11, 2022 Form 4 Insider Report for AEye, Inc. (LIDR)

Role: CTO and Chief Prdct Strategist, Director, 10%+ Owner
Signature: Andrew S. Hughes, by power of attorney previously filed
Stock symbol: LIDR
Transactions as of: Dec 11, 2022
Transactions value $: $0
Form type: 4
Date filed: 12/12/2022, 06:53 PM
Previous filing: Nov 17, 2022
Next filing: Dec 16, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LIDR	Common Stock	Award	$0	+139K	+39.33%	$0.00	494K	Dec 11, 2022	Direct	F1
holding	LIDR	Common Stock						17.2M	Dec 11, 2022	Luis Dussan Trust A U/A/D 5/18/2022	F2
holding	LIDR	Common Stock						1.08M	Dec 11, 2022	Jennifer Dussan Trust A U/A/D 5/18/2022	F3
holding	LIDR	Common Stock						372K	Dec 11, 2022	Luis Carlos Dussan Family Trust dated January 20, 2021	F4

Showing 1 to 4 of 4 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received this restricted stock unit award which vests, in its entirety, on December 15, 2022, and was awarded to the Reporting Person in partial substitution of a bonus that was awarded in 2021 that was otherwise payable in cash.
F2	The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.
F3	The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee.
F4	The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.