Luis Dussan - Nov 15, 2022 Form 4 Insider Report for AEye, Inc. (LIDR)

Role
CTO and Chief Prdct Strategist, Director, 10%+ Owner
Signature
Andrew S. Hughes, by power of attorney previously filed
Stock symbol
LIDR
Transactions as of
Nov 15, 2022
Transactions value $
-$10,513
Form type
4
Date filed
11/17/2022, 04:28 PM
Previous filing
Sep 14, 2022
Next filing
Dec 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIDR Common Stock Tax liability -$10.5K -11K -3% $0.96 355K Nov 15, 2022 Direct F1
holding LIDR Common Stock 17.2M Nov 15, 2022 Luis Dussan Trust A U/A/D 5/18/2022 F2
holding LIDR Common Stock 1.08M Nov 15, 2022 Jennifer Dussan Trust A U/A/D 5/18/2022 F3
holding LIDR Common Stock 372K Nov 15, 2022 Luis Carlos Dussan Family Trust dated January 20, 2021 F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
F2 The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.
F3 The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee.
F4 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.