Roderick A. Schultz - 09 Sep 2019 Form 4 Insider Report for EVOLUTION PETROLEUM CORP (EPM)

Role
Vice President and C.A.O.
Signature
/s/ Roderick A. Schultz
Issuer symbol
EPM
Transactions as of
09 Sep 2019
Net transactions value
-$37,815
Form type
4
Filing time
04 Aug 2021, 16:35:46 UTC
Previous filing
04 Aug 2021
Next filing
06 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EPM Common Stock Options Exercise $0 +2,807 +6.3% $0.000000 47,322 09 Sep 2019 Direct F1
transaction EPM Common Stock Tax liability $12,139 -2,047 -4.3% $5.93 45,275 09 Sep 2019 Direct
transaction EPM Common Stock Tax liability $1,621 -316 -0.7% $5.13 44,959 04 Dec 2019 Direct
transaction EPM Common Stock Award $0 +22,167 +49% $0.000000 67,126 10 Dec 2019 Direct F2
transaction EPM Common Stock Tax liability $2,476 -907 -1.4% $2.73 66,219 01 Sep 2020 Direct
transaction EPM Common Stock Tax liability $3,961 -1,385 -2.1% $2.86 64,834 03 Sep 2020 Direct
transaction EPM Common Stock Tax liability $972 -340 -0.52% $2.86 64,494 05 Sep 2020 Direct
transaction EPM Common Stock Award $0 +58,084 +90% $0.000000 122,578 09 Dec 2020 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EPM Contingent Performance Stock Grant Options Exercise $16,646 -2,807 -100% $5.93 0 09 Sep 2019 Common Stock 2,807 $0.000000 Direct F3, F4
transaction EPM Contingent Performance Stock Grant Award $0 +19,361 $0.000000 19,361 09 Dec 2020 Common Stock 19,361 $0.000000 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Issuance of Evolution Petroleum common stock upon the vesting of a Contingent Restricted Stock award.
F2 Award of Restricted Stock subject to vesting conditions specified in grant agreement.
F3 Vesting of Contingent Restricted Stock award as grant agreement's performance condition was satisfied.
F4 Contingent Restricted Stock award vests (becomes exercisable) when grant agreement's vesting performance conditions are met.
F5 Award of Contingent Restricted Stock subject to grant agreement's vesting conditions.