Roderick A. Schultz - Sep 9, 2019 Form 4 Insider Report for EVOLUTION PETROLEUM CORP (EPM)

Role
Vice President and C.A.O.
Signature
/s/ Roderick A. Schultz
Stock symbol
EPM
Transactions as of
Sep 9, 2019
Transactions value $
-$37,815
Form type
4
Date filed
8/4/2021, 04:35 PM
Previous filing
Aug 4, 2021
Next filing
Jul 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EPM Common Stock Options Exercise $0 +2.81K +6.31% $0.00 47.3K Sep 9, 2019 Direct F1
transaction EPM Common Stock Tax liability -$12.1K -2.05K -4.33% $5.93 45.3K Sep 9, 2019 Direct
transaction EPM Common Stock Tax liability -$1.62K -316 -0.7% $5.13 45K Dec 4, 2019 Direct
transaction EPM Common Stock Award $0 +22.2K +49.3% $0.00 67.1K Dec 10, 2019 Direct F2
transaction EPM Common Stock Tax liability -$2.48K -907 -1.35% $2.73 66.2K Sep 1, 2020 Direct
transaction EPM Common Stock Tax liability -$3.96K -1.39K -2.09% $2.86 64.8K Sep 3, 2020 Direct
transaction EPM Common Stock Tax liability -$972 -340 -0.52% $2.86 64.5K Sep 5, 2020 Direct
transaction EPM Common Stock Award $0 +58.1K +90.06% $0.00 123K Dec 9, 2020 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EPM Contingent Performance Stock Grant Options Exercise -$16.6K -2.81K -100% $5.93 0 Sep 9, 2019 Common Stock 2.81K $0.00 Direct F3, F4
transaction EPM Contingent Performance Stock Grant Award $0 +19.4K $0.00 19.4K Dec 9, 2020 Common Stock 19.4K $0.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Issuance of Evolution Petroleum common stock upon the vesting of a Contingent Restricted Stock award.
F2 Award of Restricted Stock subject to vesting conditions specified in grant agreement.
F3 Vesting of Contingent Restricted Stock award as grant agreement's performance condition was satisfied.
F4 Contingent Restricted Stock award vests (becomes exercisable) when grant agreement's vesting performance conditions are met.
F5 Award of Contingent Restricted Stock subject to grant agreement's vesting conditions.