Roderick A. Schultz - 01 Sep 2016 Form 4 Insider Report for EVOLUTION PETROLEUM CORP (EPM)

Role
Vice President and C.A.O.
Signature
/s/ Roderick A. Schultz
Issuer symbol
EPM
Transactions as of
01 Sep 2016
Net transactions value
-$276,372
Form type
4
Filing time
04 Aug 2021, 16:35:16 UTC
Previous filing
04 Aug 2021
Next filing
04 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EPM Common Stock Award $0 +16,843 +46% $0.000000 53,852 01 Sep 2016 Direct F1
transaction EPM Common Stock Options Exercise $0 +2,593 +4.8% $0.000000 56,445 01 Sep 2016 Direct F2
transaction EPM Common Stock Tax liability $25,141 -4,434 -7.9% $5.67 52,011 01 Sep 2016 Direct
transaction EPM Common Stock Tax liability $9,193 -1,268 -2.4% $7.25 50,743 03 Nov 2016 Direct
transaction EPM Common Stock Tax liability $5,068 -545 -1.1% $9.30 50,198 04 Dec 2016 Direct
transaction EPM Common Stock Options Exercise $0 +1,511 +3% $0.000000 51,709 10 Aug 2017 Direct F2
transaction EPM Common Stock Tax liability $5,160 -641 -1.2% $8.05 51,068 10 Aug 2017 Direct
transaction EPM Common Stock Tax liability $2,240 -309 -0.61% $7.25 50,759 28 Aug 2017 Direct
transaction EPM Common Stock Tax liability $4,010 -577 -1.1% $6.95 50,182 01 Sep 2017 Direct
transaction EPM Common Stock Options Exercise $0 +2,593 +5.2% $0.000000 52,775 06 Nov 2017 Direct F2
transaction EPM Common Stock Tax liability $23,501 -3,264 -6.2% $7.20 49,511 06 Nov 2017 Direct
transaction EPM Common Stock Award $0 +5,041 +10% $0.000000 54,552 06 Nov 2017 Direct F1
transaction EPM Common Stock Sale $33,200 -4,000 -7.3% $8.30 50,552 12 Mar 2018 Direct F3
transaction EPM Common Stock Sale $34,000 -4,000 -7.9% $8.50 46,552 25 Apr 2018 Direct F3
transaction EPM Common Stock Sale $27,000 -3,000 -6.4% $9.00 43,552 26 Apr 2018 Direct F3
transaction EPM Common Stock Sale $29,700 -3,000 -6.9% $9.90 40,552 01 Jun 2018 Direct F3
transaction EPM Common Stock Sale $31,800 -3,000 -7.4% $10.60 37,552 02 Jul 2018 Direct F3
transaction EPM Common Stock Sale $34,200 -3,000 -8% $11.40 34,552 06 Jul 2018 Direct F3
transaction EPM Common Stock Tax liability $3,862 -544 -1.6% $7.10 34,008 04 Dec 2017 Direct
transaction EPM Common Stock Tax liability $1,766 -183 -0.54% $9.65 33,825 28 Aug 2018 Direct
transaction EPM Common Stock Tax liability $3,306 -329 -0.97% $10.05 33,496 01 Sep 2018 Direct
transaction EPM Common Stock Options Exercise $0 +2,807 +8.4% $0.000000 36,303 05 Sep 2018 Direct F2
transaction EPM Common Stock Award $0 +12,425 +34% $0.000000 48,728 05 Sep 2018 Direct F1
transaction EPM Common Stock Tax liability $19,552 -1,975 -4.1% $9.90 46,753 05 Sep 2018 Direct
transaction EPM Common Stock Tax liability $2,850 -316 -0.68% $9.02 46,437 04 Dec 2018 Direct
transaction EPM Common Stock Tax liability $8,552 -1,227 -2.6% $6.97 45,210 31 Dec 2018 Direct
transaction EPM Common Stock Tax liability $2,025 -342 -0.76% $5.92 44,868 01 Sep 2019 Direct
transaction EPM Common Stock Tax liability $2,076 -353 -0.79% $5.88 44,515 05 Sep 2019 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EPM Contingent Performance Stock Grant Award $31,831 +5,614 +68% $5.67 13,822 01 Sep 2016 Common Stock 5,614 $0.000000 Direct F4, F5
transaction EPM Contingent Performance Stock Grant Options Exercise $0 -2,593 -19% $0.000000 11,229 01 Sep 2016 Common Stock 2,593 $0.000000 Direct F5, F6
transaction EPM Contingent Performance Stock Grant Options Exercise $0 -1,511 -13% $0.000000 9,718 10 Aug 2017 Common Stock 1,511 $0.000000 Direct F5, F6
transaction EPM Contingent Performance Stock Grant Options Exercise $0 -2,593 -27% $0.000000 7,125 06 Nov 2017 Common Stock 2,593 $0.000000 Direct F5, F6
transaction EPM Contingent Performance Stock Grant Options Exercise $0 -2,807 -50% $0.000000 2,807 05 Sep 2018 Common Stock 2,807 $0.000000 Direct F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Award of Restricted Stock subject to vesting conditions specified in grant agreement.
F2 Issuance of Evolution Petroleum common stock upon the vesting of a Contingent Restricted Stock award.
F3 Pursuant to a 10b5-1 trading plan.
F4 Award of Contingent Restricted Stock subject to grant agreement's vesting conditions.
F5 Contingent Restricted Stock award vests (becomes exercisable) when the grant agreement's vesting conditions are met.
F6 Vesting of Contingent Restricted Stock award as grant agreement's performance condition was satisfied.
F7 Total includes expiration of Contingent Restricted Stock awards prior to this transaction.

Remarks:

On this filing date, an additional Form 4 was filed containing remaining transactions to be reported.