Roderick A. Schultz - Sep 1, 2016 Form 4 Insider Report for EVOLUTION PETROLEUM CORP (EPM)

Role
Vice President and C.A.O.
Signature
/s/ Roderick A. Schultz
Stock symbol
EPM
Transactions as of
Sep 1, 2016
Transactions value $
-$276,372
Form type
4
Date filed
8/4/2021, 04:35 PM
Previous filing
Aug 4, 2021
Next filing
Aug 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EPM Common Stock Award $0 +16.8K +45.51% $0.00 53.9K Sep 1, 2016 Direct F1
transaction EPM Common Stock Options Exercise $0 +2.59K +4.82% $0.00 56.4K Sep 1, 2016 Direct F2
transaction EPM Common Stock Tax liability -$25.1K -4.43K -7.86% $5.67 52K Sep 1, 2016 Direct
transaction EPM Common Stock Tax liability -$9.19K -1.27K -2.44% $7.25 50.7K Nov 3, 2016 Direct
transaction EPM Common Stock Tax liability -$5.07K -545 -1.07% $9.30 50.2K Dec 4, 2016 Direct
transaction EPM Common Stock Options Exercise $0 +1.51K +3.01% $0.00 51.7K Aug 10, 2017 Direct F2
transaction EPM Common Stock Tax liability -$5.16K -641 -1.24% $8.05 51.1K Aug 10, 2017 Direct
transaction EPM Common Stock Tax liability -$2.24K -309 -0.61% $7.25 50.8K Aug 28, 2017 Direct
transaction EPM Common Stock Tax liability -$4.01K -577 -1.14% $6.95 50.2K Sep 1, 2017 Direct
transaction EPM Common Stock Options Exercise $0 +2.59K +5.17% $0.00 52.8K Nov 6, 2017 Direct F2
transaction EPM Common Stock Tax liability -$23.5K -3.26K -6.18% $7.20 49.5K Nov 6, 2017 Direct
transaction EPM Common Stock Award $0 +5.04K +10.18% $0.00 54.6K Nov 6, 2017 Direct F1
transaction EPM Common Stock Sale -$33.2K -4K -7.33% $8.30 50.6K Mar 12, 2018 Direct F3
transaction EPM Common Stock Sale -$34K -4K -7.91% $8.50 46.6K Apr 25, 2018 Direct F3
transaction EPM Common Stock Sale -$27K -3K -6.44% $9.00 43.6K Apr 26, 2018 Direct F3
transaction EPM Common Stock Sale -$29.7K -3K -6.89% $9.90 40.6K Jun 1, 2018 Direct F3
transaction EPM Common Stock Sale -$31.8K -3K -7.4% $10.60 37.6K Jul 2, 2018 Direct F3
transaction EPM Common Stock Sale -$34.2K -3K -7.99% $11.40 34.6K Jul 6, 2018 Direct F3
transaction EPM Common Stock Tax liability -$3.86K -544 -1.57% $7.10 34K Dec 4, 2017 Direct
transaction EPM Common Stock Tax liability -$1.77K -183 -0.54% $9.65 33.8K Aug 28, 2018 Direct
transaction EPM Common Stock Tax liability -$3.31K -329 -0.97% $10.05 33.5K Sep 1, 2018 Direct
transaction EPM Common Stock Options Exercise $0 +2.81K +8.38% $0.00 36.3K Sep 5, 2018 Direct F2
transaction EPM Common Stock Award $0 +12.4K +34.23% $0.00 48.7K Sep 5, 2018 Direct F1
transaction EPM Common Stock Tax liability -$19.6K -1.98K -4.05% $9.90 46.8K Sep 5, 2018 Direct
transaction EPM Common Stock Tax liability -$2.85K -316 -0.68% $9.02 46.4K Dec 4, 2018 Direct
transaction EPM Common Stock Tax liability -$8.55K -1.23K -2.64% $6.97 45.2K Dec 31, 2018 Direct
transaction EPM Common Stock Tax liability -$2.02K -342 -0.76% $5.92 44.9K Sep 1, 2019 Direct
transaction EPM Common Stock Tax liability -$2.08K -353 -0.79% $5.88 44.5K Sep 5, 2019 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EPM Contingent Performance Stock Grant Award $31.8K +5.61K +68.4% $5.67 13.8K Sep 1, 2016 Common Stock 5.61K $0.00 Direct F4, F5
transaction EPM Contingent Performance Stock Grant Options Exercise $0 -2.59K -18.76% $0.00 11.2K Sep 1, 2016 Common Stock 2.59K $0.00 Direct F5, F6
transaction EPM Contingent Performance Stock Grant Options Exercise $0 -1.51K -13.46% $0.00 9.72K Aug 10, 2017 Common Stock 1.51K $0.00 Direct F5, F6
transaction EPM Contingent Performance Stock Grant Options Exercise $0 -2.59K -26.68% $0.00 7.13K Nov 6, 2017 Common Stock 2.59K $0.00 Direct F5, F6
transaction EPM Contingent Performance Stock Grant Options Exercise $0 -2.81K -50% $0.00 2.81K Sep 5, 2018 Common Stock 2.81K $0.00 Direct F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Award of Restricted Stock subject to vesting conditions specified in grant agreement.
F2 Issuance of Evolution Petroleum common stock upon the vesting of a Contingent Restricted Stock award.
F3 Pursuant to a 10b5-1 trading plan.
F4 Award of Contingent Restricted Stock subject to grant agreement's vesting conditions.
F5 Contingent Restricted Stock award vests (becomes exercisable) when the grant agreement's vesting conditions are met.
F6 Vesting of Contingent Restricted Stock award as grant agreement's performance condition was satisfied.
F7 Total includes expiration of Contingent Restricted Stock awards prior to this transaction.

Remarks:

On this filing date, an additional Form 4 was filed containing remaining transactions to be reported.