Karen Alexander - 28 Aug 2025 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Financial Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander
Issuer symbol
BKKT
Transactions as of
28 Aug 2025
Net transactions value
-$4,294
Form type
4
Filing time
29 Aug 2025, 20:14:33 UTC
Previous filing
16 Jul 2025
Next filing
04 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Alexander Karen Chief Financial Officer C/O BAKKT HOLDINGS, INC., 10000 AVALON BOULEVARD, SUITE 1000, ALPHARETTE /s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander 29 Aug 2025 0001870910

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Tax liability $4,294 -483 -0.69% $8.89 69,285 28 Aug 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the vesting of restricted stock units ("RSUs") on August 26, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on August 26, 2025.
F2 Includes 50,229 shares of Class A Common Stock subject to RSUs and performance stock units that remain subject to vesting.