| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Alexander Karen | Chief Financial Officer | C/O BAKKT HOLDINGS, INC., 10000 AVALON BOULEVARD, SUITE 1000, ALPHARETTE | /s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander | 16 Jul 2025 | 0001870910 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BKKT | Class A Common Stock | Sale | $12,219 | -671 | -0.95% | $18.21 | 69,768 | 15 Jul 2025 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Represents sale to cover tax obligations associated with the vesting of performance stock units. |
| F2 | Includes 51,589 shares of Class A Common Stock subject to RSUs and PSUs that remain subject to vesting. |