Karen Alexander - 30 May 2024 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Financial Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander
Issuer symbol
BKKT
Transactions as of
30 May 2024
Net transactions value
$0
Form type
4
Filing time
03 Jun 2024, 20:19:30 UTC
Previous filing
20 Mar 2024
Next filing
26 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +23,541 +149% $0.000000 39,355 30 May 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of May 30, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.
F2 Includes 34,084 shares of Class A Common Stock subject to RSUs and performance stock units that remain subject to vesting.

Remarks:

All shares' numbers reflect a 1-for-25 reverse stock split that became effective on April 29, 2024.