Karen Alexander - Mar 18, 2024 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander
Stock symbol
BKKT
Transactions as of
Mar 18, 2024
Transactions value $
$0
Form type
4
Date filed
3/20/2024, 08:33 PM
Previous filing
Feb 26, 2024
Next filing
Jun 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +43.9K +12.68% $0.00 390K Mar 18, 2024 Direct F1, F2
transaction BKKT Class A Common Stock Award $0 +564K +144.43% $0.00 954K Feb 18, 2024 Direct F3, F4
transaction BKKT Class A Common Stock Award $0 +10.2K +1.07% $0.00 964K Feb 18, 2024 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the issuance of shares of Class A common stock resulting from vesting of performance stock units ("PSUs") granted on 02/13/2023 and the attainment of performance goals.
F2 Includes 224,118 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting.
F3 These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of March 18, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.
F4 Includes 787,934 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.
F5 These securities are PSUs resulting from attainment of performance goals. Each PSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs shall vest on August 26, 2024, provided that the reporting person continues to be employed by the issuer as of such vesting date.
F6 Includes 798,100 shares of Class A Common Stock subject to RSU and PSU awards that remain subject to vesting.