John Merris - Oct 4, 2023 Form 4 Insider Report for Solo Brands, Inc. (DTC)

Signature
/s/ Kent Christensen, Attorney-in-Fact for John Merris
Stock symbol
DTC
Transactions as of
Oct 4, 2023
Transactions value $
-$8,772
Form type
4
Date filed
10/4/2023, 06:07 PM
Previous filing
Aug 17, 2023
Next filing
Nov 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DTC Class A Common Stock Options Exercise $0 +7.07K +4.1% $0.00 179K Oct 4, 2023 Direct
transaction DTC Class A Common Stock Tax liability -$8.77K -1.72K -0.96% $5.10 178K Oct 4, 2023 Direct F1
holding DTC Class A Common Stock 2.5K Oct 4, 2023 By Son

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DTC Restricted Stock Unit Options Exercise $0 -7.07K -25% $0.00 21.2K Oct 4, 2023 Class A Common Stock 7.07K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock.
F3 The remaining unvested RSUs will vest in twelve approximately equal quarterly installments.