John Merris - Nov 9, 2023 Form 4 Insider Report for Solo Brands, Inc. (DTC)

Role
President and CEO, Director
Signature
/s/ Kent Christensen, Attorney-in-Fact for John Merris
Stock symbol
DTC
Transactions as of
Nov 9, 2023
Transactions value $
-$5,069
Form type
4
Date filed
11/13/2023, 09:24 PM
Previous filing
Oct 4, 2023
Next filing
Jan 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DTC Class A Common Stock Options Exercise $0 +4.6K +2.59% $0.00 182K Nov 9, 2023 Direct
transaction DTC Class A Common Stock Tax liability -$5.07K -1.12K -0.61% $4.53 181K Nov 9, 2023 Direct F1
holding DTC Class A Common Stock 2.5K Nov 9, 2023 By Son

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DTC Restricted Stock Units Options Exercise $0 -4.6K -11.11% $0.00 36.8K Nov 9, 2023 Class A Common Stock 4.6K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock.
F3 The remaining unvested RSUs will vest in seven approximately equal quarterly installments.