Mairi Johnson - Mar 15, 2023 Form 4 Insider Report for Babylon Holdings Ltd (BBLN)

Role
Director
Signature
/s/ Mairi Johnson
Stock symbol
BBLN
Transactions as of
Mar 15, 2023
Transactions value $
-$89,310
Form type
4
Date filed
3/17/2023, 06:56 PM
Previous filing
Jan 10, 2023
Next filing
May 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BBLN Class A ordinary shares Options Exercise +130 +25.84% 633 Mar 15, 2023 Direct F1
transaction BBLN Class A ordinary shares Tax liability -$2K -291 -45.97% $6.86* 342 Mar 15, 2023 Direct F2
transaction BBLN Class A ordinary shares Tax liability -$87.3K -12.7K -7.95% $6.86* 147K Mar 15, 2023 By Spouse F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BBLN Restricted share units Options Exercise $0 -130 -6.23% $0.00 1.96K Mar 15, 2023 Class A ordinary shares 130 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class A ordinary shares reported were issued upon settlement of the restricted share units ("RSUs"), each representing a contingent right to receive one Class A ordinary share.
F2 Exempt transaction pursuant to Rule 16b-3(e) payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs and restricted share awards.
F3 The RSUs were awarded under the Babylon Holdings Limited 2021 Equity Incentive Plan and are made up of three separate awards. The first award for 497 Class A ordinary shares vests on March 14, 2025. The second award for 1,360 Class A ordinary shares vests in equal quarterly installments beginning February 1, 2023. The third award for 231 Class A ordinary shares vests in equal quarterly installments beginning March 14, 2023. Vested RSUs will be settled in shares or cash as soon as administratively practicable after vesting, but in no event more than 60 days after the RSUs' vesting date.