David James Humphreys - Mar 13, 2023 Form 4 Insider Report for Babylon Holdings Ltd (BBLN)

Role
Chief Financial Officer
Signature
/s/ David James Humphreys
Stock symbol
BBLN
Transactions as of
Mar 13, 2023
Transactions value $
-$2,597
Form type
4
Date filed
3/16/2023, 05:17 PM
Previous filing
Jan 11, 2023
Next filing
May 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BBLN Class A ordinary shares Options Exercise +177 +0.78% 23K Mar 13, 2023 Direct F1
transaction BBLN Class A ordinary shares Tax liability -$711 -84 -0.37% $8.46* 22.9K Mar 13, 2023 Direct F2
transaction BBLN Class A ordinary shares Options Exercise +31 +0.14% 22.9K Mar 14, 2023 Direct F1
transaction BBLN Class A ordinary shares Tax liability -$127 -15 -0.07% $8.46* 22.9K Mar 14, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BBLN Restricted share units Options Exercise -$1.5K -177 -7.11% $8.46* 2.31K Mar 13, 2023 Class A ordinary shares 177 Direct F1, F3
transaction BBLN Restricted share units Options Exercise -$262 -31 -1.34% $8.46* 2.28K Mar 14, 2023 Class A ordinary shares 31 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class A ordinary shares reported in were issued upon settlement of the restricted share units ("RSUs"), each representing a contingent right to receive one Class A ordinary share.
F2 Exempt transaction pursuant to Rule 16b-3(e) payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.
F3 The RSUs were awarded under the 2021 Plan and are made up of three separate awards. The first award for 1,373 Class A ordinary shares vests on March 14, 2025. The second award for 709 Class A ordinary shares vests in equal quarterly installments beginning January 22, 2023. The third award for 406 Class A ordinary shares vests in equal quarterly installments beginning March 14, 2023. Vested RSUs will be settled in shares or cash as soon as administratively practicable after vesting, but in no event more than 60 days after the RSUs' vesting date.