David James Humphreys - Jan 1, 2023 Form 3 Insider Report for Babylon Holdings Ltd (BBLN)

Role: Chief Financial Officer
Signature: /s/ David James Humphreys
Stock symbol: BBLN
Transactions as of: Jan 1, 2023
Transactions value $: $0
Form type: 3
Date filed: 1/11/2023, 11:54 AM
Next filing: Mar 16, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	BBLN	Class A ordinary shares						22.8K	Jan 1, 2023	Direct
holding	BBLN	Class A ordinary shares						4.35K	Jan 1, 2023	By Ocorian Trustees (Jersey) Limited (as trustee of Babylon Holdings Limited Employee Benefit Trust)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	BBLN	Performance share units							Jan 1, 2023	Class A ordinary shares	18K		Direct	F1, F2
holding	BBLN	Restricted share units							Jan 1, 2023	Class A ordinary shares	2.49K		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The performance share units ("PSUs") were awarded under the Babylon Holdings Limited 2021 Equity Incentive Plan (the "2021 Plan") and vest in three tranches consisting of 50%, 25% and 25% of the PSUs. Each such tranche of PSUs vests upon the earlier of the date on which the issuer's (i) Class A ordinary shares achieve a specified price per share or (ii) market capitalization in respect of its Class A ordinary shares meets a specified dollar threshold. Vested PSUs will be settled in shares or cash as soon as administratively practicable after vesting, but in no event more than 60 days after the PSUs' vesting date.
F2	Each PSU and RSU represents a contingent right to receive one Class A ordinary share.
F3	The restricted share units ("RSUs") were awarded under the 2021 Plan and are made up of three separate awards. The first award for 1,373 Class A ordinary shares vests on March 14, 2025. The second award for 709 Class A ordinary shares vests in equal quarterly installments beginning January 22, 2023. The third award for 406 Class A ordinary shares vests in equal quarterly installments beginning March 14, 2023. Vested RSUs will be settled in shares or cash as soon as administratively practicable after vesting, but in no event more than 60 days after the RSUs' vesting date.