Geoffrey T. Grant - Jan 3, 2023 Form 4 Insider Report for CADIZ INC (CDZI)

Role
Director
Signature
Geoffrey T. Grant
Stock symbol
CDZI
Transactions as of
Jan 3, 2023
Transactions value $
$18,749
Form type
4
Date filed
1/4/2023, 06:53 PM
Previous filing
Oct 5, 2022
Next filing
Apr 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDZI Common Stock Award $18.7K +7.4K +1.45% $2.54 516K Jan 3, 2023 Direct F1, F2
holding CDZI Common Stock 30.5K Jan 3, 2023 By Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning January 1, 2023.
F2 Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the12-month period ended June 30, 2022, which shares will vest on January 31, 2023.
F3 These shares are held in five separate trusts, each holding 6,100 shares for the benefit of a child of the Reporting Person. The trustee of these trusts is not a member of the Reporting Person's immediate family. The Reporting Person disclaims beneficial ownership for the securities held by these trusts.