Caroline Brown - May 16, 2022 Form 4 Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Role
Director
Signature
/s/ Tom Adams, Attorney-in-fact for Caroline Brown
Stock symbol
RKLY
Transactions as of
May 16, 2022
Transactions value $
$0
Form type
4
Date filed
6/8/2022, 06:31 PM
Previous filing
Oct 20, 2021
Next filing
Aug 30, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLY Ordinary Share Options Exercise $0 +7.33K $0.00 7.33K May 16, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKLY Restricted Stock Unit Options Exercise $0 -7.33K -33.33% $0.00 14.7K May 16, 2022 Ordinary Share 7.33K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit converted into one Ordinary Share effective 5/16/2022