Caroline Brown - Oct 18, 2021 Form 4 Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Role
Director
Signature
/s/ Tom Adams, Attorney-in-fact for Caroline Brown
Stock symbol
RKLY
Transactions as of
Oct 18, 2021
Transactions value $
$157,080
Form type
4
Date filed
10/20/2021, 03:57 PM
Previous filing
Aug 11, 2021
Next filing
Jun 8, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKLY Restricted Stock Unit Award $157K +22K $7.14* 22K Oct 18, 2021 Ordinary Share 22K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One third of the RSUs shall vest on the earlier of August 11, 2022 or the next annual shareholders' meeting, and in each of the next two calendar years following the year of the initial vesting date, an additional one third shall vest on the earlier of the 12-month anniversary of the prior annual shareholders' meeting or the current year annual shareholder' meeting, subject to acceleration upon a change in control.