Mahesh Karanth - Aug 11, 2021 Form 3 Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Role
Chief Financial Officer
Signature
/s/ Tom Adams, Attorney-in-fact for Mahesh Karanth
Stock symbol
RKLY
Transactions as of
Aug 11, 2021
Transactions value $
$0
Form type
3
Date filed
8/11/2021, 06:59 PM
Next filing
Oct 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RKLY Class A ordinary shares 5.52K Aug 11, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RKLY Stock Option (right to buy) Aug 11, 2021 Class A ordinary shares 1.01M $2.16 Direct F1
holding RKLY Stock Option (right to buy) Aug 11, 2021 Class A ordinary shares 251K $3.11 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the shares subject to the options vested and became exercisable on December 20, 2018, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.
F2 25% of the shares subject to the options vested and became exercisable on October 5, 2021, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.

Remarks:

Exhibit 24 - Power of Attorney