Mahesh Karanth - 11 Aug 2021 Form 3 Insider Report for Rockley Photonics Holdings Ltd

Role
Chief Financial Officer
Signature
/s/ Tom Adams, Attorney-in-fact for Mahesh Karanth
Issuer symbol
N/A
Transactions as of
11 Aug 2021
Net transactions value
$0
Form type
3
Filing time
11 Aug 2021, 18:59:56 UTC
Next filing
27 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RKLY Class A ordinary shares 5,520 11 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RKLY Stock Option (right to buy) 11 Aug 2021 Class A ordinary shares 1,005,817 $2.16 Direct F1
holding RKLY Stock Option (right to buy) 11 Aug 2021 Class A ordinary shares 251,454 $3.11 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the shares subject to the options vested and became exercisable on December 20, 2018, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.
F2 25% of the shares subject to the options vested and became exercisable on October 5, 2021, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.

Remarks:

Exhibit 24 - Power of Attorney