Mahesh Karanth - Oct 25, 2021 Form 4 Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Role
Chief Financial Officer
Signature
/s/ Tom Adams, Attorney-in-fact for Mahesh Karanth
Stock symbol
RKLY
Transactions as of
Oct 25, 2021
Transactions value $
$1,000,002
Form type
4
Date filed
10/27/2021, 04:53 PM
Previous filing
Aug 11, 2021
Next filing
Jul 8, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKLY Restricted Stock Unit Award $1M +141K $7.07* 141K Oct 25, 2021 Ordinary Share 141K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The RSU award will vest on the quarterly anniversary of the vesting start date (August 11, 2021) over four years (subject to continued service), with 6.25% of the award first vesting on November 11, 2021.