Brian John Hayek - 25 Jun 2021 Form 3 Insider Report for Stem Holdings, Inc.

Role
Director
Signature
Brian Hayek
Issuer symbol
STMH on OTC
Transactions as of
25 Jun 2021
Net transactions value
$0
Form type
3
Filing time
19 Jul 2021, 16:27:12 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding STMH Common Stock 4,337,752 25 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding STMH Employee Stock Option (right to buy) 12/28/2018 Grant 25 Jun 2021 Common Stock 1,538,910 $0.1000 Direct F1
holding STMH Stock Purchase Warrant 25 Jun 2021 Common Stock 500,000 $0.5000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1,346,546 options are available for exercise as of 6/30/2021. 192,364 vest quarterly through 12/31/2021.