Brian Hayek - Jun 25, 2021 Form 3 Insider Report for Stem Holdings, Inc. (STMH)

Role
Director
Signature
Brian Hayek
Stock symbol
STMH
Transactions as of
Jun 25, 2021
Transactions value $
$0
Form type
3
Date filed
7/19/2021, 04:27 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding STMH Common Stock 4.34M Jun 25, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding STMH Employee Stock Option (right to buy) 12/28/2018 Grant Jun 25, 2021 Common Stock 1.54M $0.10 Direct F1
holding STMH Stock Purchase Warrant Jun 25, 2021 Common Stock 500K $0.50 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1,346,546 options are available for exercise as of 6/30/2021. 192,364 vest quarterly through 12/31/2021.