Key facts
- This page summarizes Alex Ryan's Form 4 filing for Duckhorn Portfolio, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Oct 2022, 17:12.
Alex Ryan - 30 Sep 2022 Form 4 Insider Report for Duckhorn Portfolio, Inc.
- Reporting relationship
- President, Chief Executive Officer, Director
- Issuer ticker
- N/A
- Reported as of
- 30 Sep 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 04 Oct 2022, 17:12:45 UTC
- Prior SEC filing
- 06 Jun 2022
- Next SEC filing
- 27 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sean Sullivan as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Alex Ryan filed Form 4 for Duckhorn Portfolio, Inc. on 04 Oct 2022.
Change
- Previous filing in this sequence was filed on 06 Jun 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NAPA
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +91,912
- Change %
- +84%
- Price
- $0.000000
- Shares after
- 200,983
- Date
- 30 Sep 2022
- Ownership
- Direct
- Footnotes
- F1
NAPA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,568,901
- Date
- 30 Sep 2022
- Ownership
- By trust
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NAPA
transaction
Derivative
Stock Options
Award
- Transaction value
- $0
- Shares
- +275,736
- Change %
- Price
- $0.000000
- Shares after
- 275,736
- Date
- 30 Sep 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 275,736
- Exercise price
- $14.43
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2021 Equity Incentive Plan and vests 25% on each anniversary of the grant date over a four-year period.
Footnote F2
Shares held of record by Alex Ryan, trustee of the Alex & Jeanine Ryan 2015 Revocable Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
Footnote F3
The option was granted under the company's 2021 Equity Incentive Plan and vests 25% on each anniversary of the grant date over a four-year period.
SEC remarks
President, Chief Executive Officer