Key facts
- This page summarizes Alex Ryan's Form 4 filing for Duckhorn Portfolio, Inc..
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 06 Jun 2022, 20:35.
Alex Ryan - 03 Jun 2022 Form 4 Insider Report for Duckhorn Portfolio, Inc.
- Reporting relationship
- Officer, Director
- Issuer ticker
- N/A
- Reported as of
- 03 Jun 2022
- Net transaction value
- -$567,542
- SEC form
- 4
- Accepted by SEC
- 06 Jun 2022, 20:35:39 UTC
- Prior SEC filing
- 23 Sep 2022
- Next SEC filing
- 04 Oct 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sean Sullivan, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Alex Ryan filed Form 4 for Duckhorn Portfolio, Inc. on 06 Jun 2022.
Change
- Previous filing in this sequence was filed on 23 Sep 2022.
- Current net transaction value: -$567,542.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NAPA
transaction
Common Stock
Sale
- Transaction value
- $527,556
- Shares
- -24,142
- Change %
- -1.5%
- Price
- $21.85
- Shares after
- 1,570,701
- Date
- 03 Jun 2022
- Ownership
- By trust
- Footnotes
- F1, F2, F3
NAPA
transaction
Common Stock
Sale
- Transaction value
- $39,986
- Shares
- -1,800
- Change %
- -0.11%
- Price
- $22.21
- Shares after
- 1,568,901
- Date
- 03 Jun 2022
- Ownership
- By trust
- Footnotes
- F1, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.18 to $22.11. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F3
Shares held of record by Alex Ryan, trustee of the Alex & Jeanine Ryan 2015 Revocable Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.19 to $22.29. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
SEC remarks
President, Chief Executive Officer. Mr. Sullivan is signing on behalf of the Reporting Person pursuant to a Limited Power of Attorney dated March 18, 2021, which was previously filed with the Securities and Exchange Commission.