Saurabh Saha - Nov 20, 2024 Form 4 Insider Report for Centessa Pharmaceuticals plc (CNTA)

Role
Chief Executive Officer, Director
Signature
/s/ Gregory Weinhoff, attorney-in-fact
Stock symbol
CNTA
Transactions as of
Nov 20, 2024
Transactions value $
-$992,963
Form type
4
Date filed
11/22/2024, 05:06 PM
Previous filing
Nov 15, 2024
Next filing
Nov 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNTA Ordinary Shares Sale -$929K -55K -8.72% $16.89 576K Nov 20, 2024 Direct F1, F2, F3
transaction CNTA Ordinary Shares Options Exercise $20.5K +3.51K +0.61% $5.84 579K Nov 21, 2024 Direct F1
transaction CNTA Ordinary Shares Sale -$64K -3.51K -0.61% $18.24 576K Nov 21, 2024 Direct F1, F2, F4
transaction CNTA Ordinary Shares Options Exercise $9.76K +1.67K +0.29% $5.84 577K Nov 22, 2024 Direct F1
transaction CNTA Ordinary Shares Sale -$30.5K -1.67K -0.29% $18.24 576K Nov 22, 2024 Direct F1, F2, F5
holding CNTA Ordinary Shares 38K Nov 20, 2024 By trust F1, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CNTA Share Option (right to buy) Options Exercise $0 -3.51K -0.09% $0.00 3.96M Nov 21, 2024 Ordinary Shares 3.51K $5.84 Direct F1, F7
transaction CNTA Share Option (right to buy) Options Exercise $0 -1.67K -0.04% $0.00 3.96M Nov 22, 2024 Ordinary Shares 1.67K $5.84 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2024.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.48 to $17.315, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.23 to $18.255, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.23 to $18.305, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F6 These shares are held directly in a trust, for which the Reporting Person and his spouse serve as trustees.
F7 25% of the shares subject to such option shall vest and become exercisable on February 19, 2022 and the remaining 75% of the shares subject to such option shall vest and become exercisable in 36 monthly installments on the first day of each month thereafter.