BAXTER WILLIAM T. - 01 Sep 2021 Form 4 Insider Report for Vizio Holding Corp.

Role
Chief Technology Officer
Signature
/s/ Scott Becker, under power of attorney
Issuer symbol
N/A
Transactions as of
01 Sep 2021
Net transactions value
-$1,896,292
Form type
4
Filing time
03 Sep 2021, 16:01:58 UTC
Previous filing
02 Jun 2021
Next filing
29 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VZIO Class A Common Stock Options Exercise $13,880 +6,940 +3.4% $2.00 210,493 01 Sep 2021 Direct F1, F2
transaction VZIO Class A Common Stock Options Exercise $230,506 +79,760 +38% $2.89 290,253 01 Sep 2021 Direct F1, F2
transaction VZIO Class A Common Stock Sale $2,129,026 -101,360 -35% $21.00 188,893 01 Sep 2021 Direct F1, F2, F3
transaction VZIO Class A Common Stock Options Exercise $1,523 +527 +0.28% $2.89 189,420 02 Sep 2021 Direct F1, F2
transaction VZIO Class A Common Stock Sale $13,175 -627 -0.33% $21.01 188,793 02 Sep 2021 Direct F1, F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VZIO Employee Stock Option (Right to buy) Options Exercise $0 -6,940 -7.7% $0.000000 83,060 01 Sep 2021 Class A Common Stock 6,940 $2.00 Direct F1, F5
transaction VZIO Employee Stock Option (Right to buy) Options Exercise $0 -79,760 -5.8% $0.000000 1,283,740 01 Sep 2021 Class A Common Stock 79,760 $2.89 Direct F1, F6
transaction VZIO Employee Stock Option (Right to buy) Options Exercise $0 -527 -0.04% $0.000000 1,283,213 02 Sep 2021 Class A Common Stock 527 $2.89 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option exercises and sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on May 28, 2021.
F2 Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F3 This transaction was executed in multiple trades at prices ranging from $21.00 to $21.05. The price reported above reflects the weighted average price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4 This transaction was executed in multiple trades at prices ranging from $21.01 to $21.03. The price reported above reflects the weighted average price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5 All of the shares subject to this option are fully vested and exercisable as of the date hereof.
F6 This option, originally for 1,363,500 shares, of which 79,760 have been exercised, vests as to one-fourth of the shares subject to the option vest on May 7, 2018 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F7 This option, originally for 1,363,500 shares, of which 80,287 have been exercised, vests as to one-fourth of the shares subject to the option vest on May 7, 2018 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.