William T. Baxter - Sep 27, 2021 Form 4 Insider Report for Vizio Holding Corp. (VZIO)

Role
Chief Technology Officer
Signature
/s/ Scott Becker, under power of attorney
Stock symbol
VZIO
Transactions as of
Sep 27, 2021
Transactions value $
-$7,050,898
Form type
4
Date filed
9/29/2021, 06:50 PM
Previous filing
Sep 3, 2021
Next filing
Oct 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VZIO Class A Common Stock Options Exercise $34.3K +17.2K +9.1% $2.00 206K Sep 27, 2021 Direct F1, F2
transaction VZIO Class A Common Stock Options Exercise $886K +307K +148.85% $2.89 513K Sep 27, 2021 Direct F1, F2
transaction VZIO Class A Common Stock Sale -$7.84M -370K -72.24% $21.16 142K Sep 27, 2021 Direct F1, F2, F3
transaction VZIO Class A Common Stock Options Exercise $19.3K +6.66K +4.68% $2.89 149K Sep 28, 2021 Direct F1, F2
transaction VZIO Class A Common Stock Sale -$155K -7.36K -4.94% $21.01 142K Sep 28, 2021 Direct F1, F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VZIO Employee Stock Option (Right to buy) Options Exercise $0 -17.2K -20.68% $0.00 65.9K Sep 27, 2021 Class A Common Stock 17.2K $2.00 Direct F1, F5
transaction VZIO Employee Stock Option (Right to buy) Options Exercise $0 -307K -23.89% $0.00 977K Sep 27, 2021 Class A Common Stock 307K $2.89 Direct F1, F5
transaction VZIO Employee Stock Option (Right to buy) Options Exercise $0 -6.66K -0.68% $0.00 970K Sep 28, 2021 Class A Common Stock 6.66K $2.89 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option exercises and sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on May 28, 2021.
F2 Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F3 This transaction was executed in multiple trades at prices ranging from $21.00 to $21.58. The price reported above reflects the weighted average price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4 This transaction was executed in multiple trades at prices ranging from $21.00 to $21.22. The price reported above reflects the weighted average price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5 All of the shares subject to this option are fully vested and exercisable as of the date hereof.