Steven Pantelick - 22 Oct 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Chief Financial Officer
Signature
/s/ Thomas Chow, Attorney-in-Fact
Issuer symbol
PUBM
Transactions as of
22 Oct 2021
Net transactions value
$0
Form type
4
Filing time
25 Oct 2021, 18:41:15 UTC
Previous filing
08 Oct 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Stock Option (Right to buy Class B Common Stock) Options Exercise $0 -156,536 -100% $0.000000* 0 22 Oct 2021 Class B Common Stock 156,536 $1.50 Direct F1
transaction PUBM Class B Common Stock Options Exercise $0 +156,536 +34% $0.000000 623,264 22 Oct 2021 Class A Common Stock 156,536 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options are fully vested.
F2 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.