Steven Pantelick - 06 Oct 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Chief Financial Officer
Signature
/s/ Thomas Chow, Attorney-in-Fact
Issuer symbol
PUBM
Transactions as of
06 Oct 2021
Net transactions value
$0
Form type
4
Filing time
08 Oct 2021, 10:32:17 UTC
Previous filing
04 Oct 2021
Next filing
25 Oct 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Stock Option (Right to buy Class B Common Stock) Options Exercise $0 -171,654 -100% $0.000000* 0 06 Oct 2021 Class B Common Stock 171,654 $2.15 Direct F1
transaction PUBM Class B Common Stock Options Exercise $0 +171,654 +64% $0.000000 438,318 06 Oct 2021 Class A Common Stock 171,654 $0.000000 Direct F2
transaction PUBM Stock Option (Right to buy Class B Common Stock) Options Exercise $0 -28,410 -100% $0.000000* 0 06 Oct 2021 Class B Common Stock 28,410 $1.11 Direct F1
transaction PUBM Class B Common Stock Options Exercise $0 +28,410 +6.5% $0.000000 466,728 06 Oct 2021 Class A Common Stock 28,410 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options are fully vested.
F2 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.