Steven Pantelick - Oct 6, 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Chief Financial Officer
Signature
/s/ Thomas Chow, Attorney-in-Fact
Stock symbol
PUBM
Transactions as of
Oct 6, 2021
Transactions value $
$0
Form type
4
Date filed
10/8/2021, 10:32 AM
Previous filing
Oct 4, 2021
Next filing
Oct 25, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Stock Option (Right to buy Class B Common Stock) Options Exercise $0 -172K -100% $0.00* 0 Oct 6, 2021 Class B Common Stock 172K $2.15 Direct F1
transaction PUBM Class B Common Stock Options Exercise $0 +172K +64.37% $0.00 438K Oct 6, 2021 Class A Common Stock 172K $0.00 Direct F2
transaction PUBM Stock Option (Right to buy Class B Common Stock) Options Exercise $0 -28.4K -100% $0.00* 0 Oct 6, 2021 Class B Common Stock 28.4K $1.11 Direct F1
transaction PUBM Class B Common Stock Options Exercise $0 +28.4K +6.48% $0.00 467K Oct 6, 2021 Class A Common Stock 28.4K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options are fully vested.
F2 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.