Anthony Li Hsieh - Oct 31, 2024 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role
Director, 10%+ Owner
Signature
/s/ Greg Smith, as Attorney-in-Fact for Anthony Li Hsieh
Stock symbol
LDI
Transactions as of
Oct 31, 2024
Transactions value $
-$939,361
Form type
4
Date filed
11/1/2024, 07:34 PM
Previous filing
Oct 21, 2024
Next filing
Nov 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock Sale -$539K -255K -3.22% $2.11 7.67M Oct 31, 2024 By JLSSAA Trust F1, F2, F3
transaction LDI Class A Common Stock Sale -$400K -192K -2.51% $2.08 7.48M Nov 1, 2024 By JLSSAA Trust F1, F3, F4
holding LDI Class A Common Stock 73.8K Oct 31, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.105 to $2.145. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
F3 As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.065 to $2.145. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.