| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LDI | Class C Common Stock | Other | $0 | -5M | -10.22% | $0.00 | 43.9M | Oct 17, 2024 | By Trilogy Mortgage Holdings, Inc. | F1, F2, F3 |
| transaction | LDI | Class A Common Stock | Conversion of derivative security | $0 | +5M | +170.78% | $0.00 | 7.93M | Oct 17, 2024 | By JLSSAA Trust | F2, F4 |
| holding | LDI | Class A Common Stock | 73.8K | Oct 17, 2024 | Direct | ||||||
| holding | LDI | Class C Common Stock | 4.31M | Oct 17, 2024 | By JLSA, LLC | F1, F3 | |||||
| holding | LDI | Class C Common Stock | 3.11M | Oct 17, 2024 | By JLSSAA Trust | F1, F4 | |||||
| holding | LDI | Class C Common Stock | 66.4M | Oct 17, 2024 | By Trilogy Management Investors Six, LLC | F1, F3, F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LDI | Common Units | Conversion of derivative security | $0 | -5M | -10.22% | $0.00 | 43.9M | Oct 17, 2024 | Class A Common Stock | 5M | Trilogy Mortgage Holdings, Inc. | F1, F2, F3 | |
| holding | LDI | Common Units | 4.31M | Oct 17, 2024 | Class A Common Stock | 4.31M | By JLSA, LLC | F1, F3 | ||||||
| holding | LDI | Common Units | 3.11M | Oct 17, 2024 | Class A Common Stock | 3.11M | By JLSSAA Trust | F1, F4 | ||||||
| holding | LDI | Common Units | 66.4M | Oct 17, 2024 | Class A Common Stock | 66.4M | By Trilogy Management Investors Six, LLC | F1, F3, F5 |
| Id | Content |
|---|---|
| F1 | In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. |
| F2 | The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. |
| F3 | The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC. |
| F4 | As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). |
| F5 | The balance of Common Units and Class C Common Stock held by Trilogy Management Investors Six, LLC was reduced by 19,457 after an administrative reconciliation. |