Jeffrey Michael DerGurahian - Jul 29, 2024 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role
Chief Investment Officer
Signature
/s/ Gregory Smallwood, as Attorney-in-Fact for Jeff DerGurahian
Stock symbol
LDI
Transactions as of
Jul 29, 2024
Transactions value $
-$13,435
Form type
4
Date filed
7/31/2024, 04:57 PM
Previous filing
Jul 3, 2024
Next filing
Nov 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock, par value $0.001 per share Options Exercise $0 +16.9K +4.15% $0.00 424K Jul 29, 2024 Direct
transaction LDI Class A Common Stock, par value $0.001 per share Tax liability -$13.4K -6.65K -1.57% $2.02 418K Jul 29, 2024 Direct
holding LDI Class A Common Stock 5.84M Jul 29, 2024 CDG Financial LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Restricted Stock Units Options Exercise $0 -16.9K -50% $0.00 16.9K Jul 29, 2024 Class A Common Stock 16.9K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the Managing Member of CDG Financial LLC. The Reporting Person disclaims beneficial ownership of the LDI shares held by CDG Financial LLC except to the extent of his pecuniary interest therein.
F2 Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock
F3 These RSUs vested on Sunday, July 28, 2024. The remaining RSUs will vest on July 28, 2025.